Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Significant management (29 Nov 2022 to 30 Nov 2024)
- [FCA CF] Client dealing (1 Nov 2021 to 30 Nov 2024)
- [FCA CF] Manager of certification employee (1 Nov 2021 to 30 Nov 2024)
-
- [FCA CF] Significant management (29 Nov 2022 to 30 Nov 2024)
- [FCA CF] Client dealing (1 Nov 2021 to 30 Nov 2024)
- [FCA CF] Manager of certification employee (1 Nov 2021 to 30 Nov 2024)
-
- SMF3 Executive Director (27 Nov 2020 to 31 Dec 2020)
- CF30 Customer (15 Oct 2019 to 8 Dec 2019)
-
- SMF27 Partner (27 Nov 2020 to 31 Dec 2020)
- CF30 Customer (15 Oct 2019 to 8 Dec 2019)
-
- CF30 Customer (14 Jan 2009 to 26 Jul 2019)
-
- CF30 Customer (1 Nov 2007 to 15 Sep 2008)
- CF21 Investment Adviser (10 Nov 2004 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 15 Sep 2008)
- CF21 Investment Adviser (10 Nov 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.