Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2021)
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- CF30 Customer (12 Mar 2010 to 19 Apr 2011)
- CF21 Investment Adviser (8 Jul 2004 to 17 May 2006)
- CF22 Investment Adviser (Trainee) (10 Dec 2003 to 8 Jul 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.