Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgans Ltd (no longer approved here)

    FRN 159488

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2021)
    • CF11 Money Laundering Reporting (1 Jan 2019 to 8 Dec 2019)
    • CF1 Director (15 Aug 2018 to 8 Dec 2019)
    • CF29 Significant management (19 Jul 2011 to 17 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.