Nicola Lynne Burgess

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rothesay Life Plc (no longer approved here)
FRN 466067
- SMF5 Head of Internal Audit (10 Dec 2018 to 25 Mar 2024)
- SIMF5 Head of Internal Audit Function (7 Jun 2018 to 9 Dec 2018)
Vitality Health Limited (no longer approved here)
FRN 400057
- SIMF5 Head of Internal Audit Function (9 Sep 2016 to 10 Apr 2018)
Vitality Corporate Services Limited (no longer approved here)
FRN 461107
- CF28 Systems and controls (9 Sep 2016 to 10 Apr 2018)
Vitality Life Limited (no longer approved here)
FRN 675028
- SIMF5 Head of Internal Audit Function (9 Sep 2016 to 10 Apr 2018)
Capita Life & Pensions Regulated Services Limited (no longer approved here)
FRN 145540
- CF15 Internal Audit (10 May 2004 to 30 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.