Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sarasin & Partners LLP
FRN 475111
- [FCA CF] Material risk taker (since 8 Feb 2023)
- [FCA CF] Client dealing (since 28 Jan 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
- CF30 Customer (19 Mar 2018 to 8 Dec 2019)
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- CF4 Partner (16 Mar 2016 to 7 Jul 2017)
- CF30 Customer (1 Mar 2016 to 9 Jun 2017)
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- CF30 Customer (8 Jul 2010 to 15 Jul 2010)
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- CF30 Customer (1 Nov 2007 to 1 Oct 2009)
- CF27 Investment Management (3 Mar 2006 to 31 Oct 2007)
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- CF27 Investment Management (19 May 2005 to 12 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.