Nicola Duke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equistone Partners Europe Limited

    FRN 124366

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Oct 2024)
    • [FCA CF] Material risk taker (since 8 Oct 2024)
  • Mintus Trading Limited (no longer approved here)

    FRN 942522

    • (6)SMF17 Money Laundering Reporting Officer (MLRO) (16 Nov 2022 to 1 Feb 2023)
    • (7)SMF16 Compliance Oversight (16 Nov 2022 to 1 Feb 2023)
  • Cambridge Associates Limited (no longer approved here)

    FRN 474331

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Aug 2022)
    • CF11 Money Laundering Reporting (1 Oct 2019 to 8 Dec 2019)
  • Amundi (UK) Limited (no longer approved here)

    FRN 114503

    • CF11 Money Laundering Reporting (12 Oct 2015 to 28 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (6)SMF17 Money Laundering Reporting Officer (MLRO) at Mintus Trading Limited

  2. controlled function added: (7)SMF16 Compliance Oversight at Mintus Trading Limited