Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of Nova Scotia
FRN 141308
- [FCA CF] Significant management (since 1 Mar 2020)
- [FCA CF] Material risk taker (since 24 Aug 2018)
- [PRA CF] Significant risk taker or Material risk taker (since 24 Aug 2018)
- SMF22 Other Local Responsibility (3 May 2016 to 23 Aug 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.