Nicola Ann Howick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ascot Lloyd Limited (no longer approved here)
FRN 578614
- [FCA CF] Manager of certification employee (10 Oct 2024 to 11 Oct 2024)
Foster Denovo Limited (no longer approved here)
FRN 462728
- CF30 Customer (23 Feb 2018 to 31 Jul 2018)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (15 Sep 2016 to 29 Jan 2018)
Hanover De Broke Limited (no longer approved here)
FRN 710385
- (2)Employed By (15 Sep 2016 to 29 Jan 2018)
Santander UK Plc (no longer approved here)
FRN 106054
- CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
Santander ISA Managers Limited (no longer approved here)
FRN 171448
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.