Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 16 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 1 Aug 2017)
    • CF27 Investment Management (13 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Jun 2006 to 31 Oct 2007)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF21 Investment Adviser (12 Feb 2002 to 10 Aug 2004)
    • CF27 Investment Management (12 Feb 2002 to 10 Aug 2004)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF21 Investment Adviser (12 Feb 2002 to 10 Aug 2004)
    • CF27 Investment Management (12 Feb 2002 to 10 Aug 2004)
    • CF21 Investment Adviser (12 Feb 2002 to 29 Oct 2004)
    • CF27 Investment Management (12 Feb 2002 to 29 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.