Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Client dealing (since 16 Oct 2024)
- [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
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- CF30 Customer (1 Nov 2007 to 1 Aug 2017)
- CF27 Investment Management (13 Jun 2006 to 31 Oct 2007)
- CF21 Investment Adviser (13 Jun 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (12 Feb 2002 to 10 Aug 2004)
- CF27 Investment Management (12 Feb 2002 to 10 Aug 2004)
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- CF21 Investment Adviser (12 Feb 2002 to 10 Aug 2004)
- CF27 Investment Management (12 Feb 2002 to 10 Aug 2004)
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- CF21 Investment Adviser (12 Feb 2002 to 29 Oct 2004)
- CF27 Investment Management (12 Feb 2002 to 29 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.