Nick Hodgkinson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tring Financial Management Limited
FRN 472790
- (4)Employed By (since 3 Jun 2024)
Perennial Financial Management Limited
FRN 402393
- CF1 Director (AR) (since 1 Jun 2024)
Linden House Financial Services Ltd
FRN 947508
- (3)Employed By (since 1 Jun 2024)
ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED
FRN 155241
- [FCA CF] Significant management (since 4 Aug 2020)
- CF28 Systems and controls (14 Jul 2010 to 27 Nov 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.