Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aviva Investors Global Services Limited
FRN 119178
- [FCA CF] Material risk taker (since 1 Jan 2026)
- [FCA CF] Client dealing (since 29 Sep 2025)
- [FCA CF] Manager of certification employee (since 29 Sep 2025)
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Aviva Investors UK Fund Services Limited
FRN 119310
- [FCA CF] Material risk taker (since 1 Jan 2026)
- [FCA CF] Manager of certification employee (since 29 Sep 2025)
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- [FCA CF] Material risk taker (12 Nov 2024 to 8 Sep 2025)
- [FCA CF] Client dealing (12 Nov 2024 to 8 Sep 2025)
- [FCA CF] Manager of certification employee (12 Nov 2024 to 8 Sep 2025)
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- [FCA CF] Manager of certification employee (1 Feb 2023 to 24 Jul 2024)
- [FCA CF] Material risk taker (26 Sep 2022 to 24 Jul 2024)
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- [FCA CF] Manager of certification employee (1 Oct 2020 to 24 Jul 2024)
- [FCA CF] Client dealing (1 Oct 2020 to 24 Jul 2024)
- CF30 Customer (21 Sep 2011 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (1 Oct 2020 to 24 Jul 2024)
- [FCA CF] Client dealing (1 Oct 2020 to 24 Jul 2024)
- CF30 Customer (21 Sep 2011 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 3 Aug 2011)
- CF27 Investment Management (13 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.