Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Jan 2022)
    • [FCA CF] Client dealing (since 27 Jul 2021)
    • SMF18 Other Overall Responsibility (27 Jan 2020 to 31 Dec 2021)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • CF30 Customer (1 Nov 2007 to 14 Sep 2011)
    • CF21 Investment Adviser (12 Jul 2007 to 31 Oct 2007)
    • CF4 Partner (12 Jul 2007 to 27 Mar 2014)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF27 Investment Management (7 Apr 2006 to 11 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.