Nicholas Simon James Price

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Merlin Partners LLP
FRN 449191
- [FCA CF] Client dealing (since 21 Aug 2025)
HOBART CAPITAL MARKETS LLP (no longer approved here)
FRN 593186
- [FCA CF] Client dealing (9 Dec 2020 to 3 Jun 2025)
Shard Capital AIFM LLP (no longer approved here)
FRN 615463
- CF30 Customer (6 Mar 2015 to 8 Dec 2019)
- CF4 Partner (6 Mar 2015 to 19 Nov 2019)
Shard Capital Partners LLP (no longer approved here)
FRN 538762
- CF4 Partner (15 Jul 2013 to 19 Nov 2019)
- CF30 Customer (23 Oct 2012 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.