Nicholas Roy Barratt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Red Sky Capital Solutions LLP (no longer approved here)
FRN 530676
- CF30 Customer (17 Mar 2011 to 22 Apr 2016)
Clearfunds Partners LLP (no longer approved here)
FRN 541896
- Employed By (17 Mar 2011 to 22 Apr 2016)
Fidante Partners Europe Limited (no longer approved here)
FRN 195456
- CF30 Customer (14 Aug 2009 to 25 Aug 2009)
Allium Capital Ltd (no longer approved here)
FRN 499734
- Employed By (14 Aug 2009 to 25 Aug 2009)
Octopus Investments Limited (no longer approved here)
FRN 194779
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF27 Investment Management (31 Jul 2003 to 31 Oct 2007)
TrinityBridge Fund Management Limited (no longer approved here)
FRN 175827
- CF27 Investment Management (1 Dec 2001 to 30 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.