Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Kanadevia Inova Capital Ltd
FRN 121887
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF10a CASS Oversight function (6 Oct 2011 to 1 Sep 2015)
- CF11 Money Laundering Reporting (17 Jun 2011 to 1 Sep 2015)
- CF10 Compliance Oversight (17 Jun 2011 to 1 Sep 2015)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF3 Chief Executive (10 Nov 2006 to 8 Dec 2019)
- CF8 Apportionment and Oversight (10 Nov 2006 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.