Nicholas Rickards

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IG Trading and Investments Limited (no longer approved here)

    FRN 944492

    • [FCA CF] Material risk taker (19 Aug 2022 to 16 Feb 2024)
    • [FCA CF] Client dealing (19 Aug 2022 to 12 May 2024)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2024)
    • CF30 Customer (9 May 2011 to 8 Dec 2019)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Feb 2024)
    • CF30 Customer (9 May 2011 to 8 Dec 2019)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF30 Customer (9 Apr 2010 to 6 May 2011)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF21 Investment Adviser (13 Feb 2006 to 18 Jan 2007)
  • Lombard Capital Limited (no longer approved here)

    FRN 429076

    • (8)Employed By (13 Feb 2006 to 18 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.