Nicholas Richard Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (16 Sep 2013 to 18 Dec 2015)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (16 Sep 2013 to 18 Dec 2015)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- CF30 Customer (9 Jul 2009 to 16 Sep 2013)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (1 Nov 2007 to 9 Jul 2009)
- CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2004)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF21 Investment Adviser (5 Aug 2004 to 15 May 2006)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF21 Investment Adviser (5 Aug 2004 to 15 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.