Nicholas Pont

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Manager of certification employee (1 Feb 2024 to 10 Jun 2024)
    • [FCA CF] Material risk taker (10 Jan 2023 to 10 Jun 2024)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Manager of certification employee (7 Jul 2021 to 10 Jun 2024)
    • [FCA CF] Client dealing (1 Oct 2020 to 10 Jun 2024)
    • CF30 Customer (8 Mar 2019 to 8 Dec 2019)
  • BENEFIT STREET PARTNERS LIMITED (no longer approved here)

    FRN 196845

    • CF30 Customer (30 Nov 2016 to 26 Oct 2018)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (23 Jan 2008 to 15 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.