Nicholas Philip Cranston

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stephen McDine Limited

    FRN 550716

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 11 Feb 2026)
  • PrisWM Limited (no longer approved here)

    FRN 131446

    • CF30 Customer (15 Jul 2024 to 31 Jan 2026)
    • Appointed representative dealing with clients for which they require qualification (22 May 2024 to 31 Jan 2026)
    • [FCA CF] Client dealing (22 May 2024 to 31 Jan 2026)
    • [FCA CF] Functions requiring qualifications (22 May 2024 to 31 Jan 2026)
  • Prismatic Wealth Limited (no longer approved here)

    FRN 646626

    • (2)Employed By (15 Jul 2024 to 31 Jan 2026)
  • Three Counties Limited (no longer approved here)

    FRN 145005

    • [FCA CF] Functions requiring qualifications (13 Jun 2022 to 26 Apr 2024)
    • [FCA CF] Client dealing (13 Jun 2022 to 26 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Prismatic Wealth Limited

  2. controlled function added: (2)Employed By at Prismatic Wealth Limited