Stephen McDine Limited

• Principal Place of Business

  Metro Riverside Park

  7 & 8 Delta Bank Road

  Gateshead

  NE11 9DJ

  UNITED KINGDOM

  Phone

  +4401914937002

  Web

  https://positivewealthmanagement.tppowered.com

• Complaints Contact

  Prosperis Ltd

  1st Floor

  9 St James Business Park

  Knaresborough

  North Yorkshire

  HG5 8QB

  UNITED KINGDOM

  Phone

  +4401914937002

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Evan Thomas Holmes

  IRN EXH32516

  • [FCA CF] Client dealing (12 Feb 2020 to 23 Jan 2023)
  • [FCA CF] Functions requiring qualifications (12 Feb 2020 to 23 Jan 2023)
• Niall Joseph Gunn

  IRN NJG00003

  • SMF16 Compliance Oversight (since 28 Mar 2024)
  • SMF3 Executive Director (since 28 Mar 2024)
  • SMF1 Chief Executive (since 28 Mar 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Mar 2024)
  • Responsible for Insurance Distribution (since 28 Mar 2024)
• Nicholas Philip Cranston

  IRN NXC00267

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 11 Feb 2026)
  • [FCA CF] Client dealing (since 11 Feb 2026)
• Stephen McDine

  IRN SXM00174

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 2 Jan 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 8 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Apr 2024)
  • SMF3 Executive Director (9 Dec 2019 to 8 Apr 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Jan 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 8 Apr 2024)
  • CF1 Director (5 Jul 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (5 Jul 2011 to 8 Dec 2019)
  • CF30 Customer (5 Jul 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (5 Jul 2011 to 30 Sep 2018)
  • CF10 Compliance Oversight (5 Jul 2011 to 8 Dec 2019)

No changes recorded yet.