Nicholas Petrusic

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prefequity LLP

    FRN 498824

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (10 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (21 May 2015 to 8 Dec 2019)
  • BDCM UK LIMITED (no longer approved here)

    FRN 192163

    • CF1 Director (2 Mar 2009 to 5 Feb 2014)
    • CF10 Compliance Oversight (2 Mar 2009 to 5 Feb 2014)
    • CF11 Money Laundering Reporting (2 Mar 2009 to 5 Feb 2014)
    • CF30 Customer (1 Nov 2007 to 5 Feb 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.