Prefequity LLP

Date authorised
1 April 2013
Companies House
OC343714
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 Pall Mall
    London
    SW1Y 5LU
    UNITED KINGDOM
    Phone
    +4402074305945
    Web
    https://www.prefequity.com

  • Complaints Contact

    18 Pall Mall
    London
    SW1Y 5LU
    UNITED KINGDOM
    Phone
    +4402074305945

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Prefequity Partners Limited

    IRN XXP01191

    • CF4 Partner (24 Apr 2014 to 14 Nov 2019)
  • John Alexander George Carew Pole

    IRN JAC01467

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (9 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2014 to 8 Dec 2019)
  • Nicholas Petrusic

    IRN NXP01082

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (10 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (21 May 2015 to 8 Dec 2019)
  • Philip Williams

    IRN PXW00439

    • SMF16 Compliance Oversight (since 24 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Sep 2024 to 10 Sep 2024)
  • Simon Philip Morrell

    IRN SPM01227

    • CF4 Partner (9 Jul 2009 to 28 Apr 2014)
    • CF30 Customer (9 Jul 2009 to 28 Apr 2014)
  • Theo Benjamin Dickens

    IRN TBD01003

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Dec 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Dec 2025)
    • CF4 Partner (9 Jul 2009 to 8 Dec 2019)
    • CF30 Customer (9 Jul 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jul 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jul 2009 to 8 Dec 2019)
  • Thomas Barratt

    IRN TXB00281

    • [FCA CF] Client dealing (since 5 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.