Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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InCred Global Wealth Limited
FRN 996981
- 14. Managing investments
- 8. Giving personal recommendations on investments in the course of corporate finance business
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Functions requiring qualifications (since 8 Jan 2025)
- [FCA CF] Client dealing (since 8 Jan 2025)
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- CF30 Customer (15 Jun 2021 to 7 Oct 2022)
- CF1 Director (AR) (15 Jun 2021 to 7 Oct 2022)
- [FCA CF] Client dealing (9 Dec 2020 to 7 Oct 2022)
- [FCA CF] Significant management (9 Dec 2020 to 10 Dec 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.