New College Capital Ltd

• Principal Place of Business

  39-40 St. James Place

  London

  SW1A 1NS

  UNITED KINGDOM

  Phone

  +4402074958720

  Web

  https://www.newcoll.com

• Complaints Contact

  39-40 St. James Place

  London

  SW1A 1NS

  UNITED KINGDOM

  Phone

  +4402074958720

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ALEXANDROS Rammos

  IRN AXR02641

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (23 Mar 2017 to 8 Dec 2019)
  • CF30 Customer (19 Oct 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Oct 2015 to 8 Dec 2019)
• Aamod Mishra

  IRN AXM03574

  • [FCA CF] Client dealing (9 Dec 2020 to 2 Oct 2023)
  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
• Akshay Dalichand Shah

  IRN ADS01243

  • [FCA CF] Client dealing (since 7 Mar 2025)
• Alessandro Ciravegna

  IRN AXC01851

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (28 Jul 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (28 Jul 2005 to 21 Oct 2015)
  • CF8 Apportionment and Oversight (28 Jul 2005 to 31 Oct 2007)
  • CF1 Director (28 Jul 2005 to 8 Dec 2019)
  • CF3 Chief Executive (28 Jul 2005 to 8 Dec 2019)
• Alessandro Jeronimo Ciravegna

  IRN AXC00529

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 6 Oct 2023)
• Amit Saxena

  IRN AXS01031

  • [FCA CF] Client dealing (since 1 Jul 2025)
• Antonio De Martino

  IRN AXD02298

  • CF30 Customer (16 Mar 2015 to 24 Aug 2015)
• Apostolos Sidiropoulos

  IRN AXS04331

  • CF30 Customer (4 Jan 2016 to 9 Jan 2018)
• BARIS Serifsoy

  IRN BXS01736

  • CF30 Customer (14 Dec 2020 to 7 Oct 2022)
  • CF1 Director (AR) (14 Dec 2020 to 7 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2020 to 7 Oct 2022)
• CHARALAMPOS DILAVERIS

  IRN CXD00431

  • [FCA CF] Client dealing (since 6 Feb 2023)

• ENODO CAPITAL LIMITED (no longer appointed)

  FRN 937307 · Appointed 28 Oct 2020 · Until 7 Oct 2022

• Bayes Investments Limited (no longer appointed)

  FRN 661233 · Appointed 12 Mar 2018 · Until 7 Jan 2026

• New College Capital Partners LLP (no longer appointed)

  FRN 771999 · Appointed 1 Sep 2017 · Until 16 Oct 2020

No changes recorded yet.