Aamod Mishra

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Artham Partners LLP
FRN 998702
- [FCA CF] Client dealing (since 24 Oct 2024)
- SMF27 Partner (since 11 Jan 2024)
New College Capital Ltd (no longer approved here)
FRN 430986
- [FCA CF] Client dealing (9 Dec 2020 to 2 Oct 2023)
- CF30 Customer (1 Apr 2019 to 8 Dec 2019)
LBV Asset Management LLP (no longer approved here)
FRN 481246
- CF30 Customer (21 Aug 2013 to 1 Aug 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.