Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (18 Sep 2013 to 29 Aug 2014)
  • Molyneux Associates Ltd (no longer approved here)

    FRN 224498

    • (5)Employed By (18 Sep 2013 to 29 Aug 2014)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (26 Mar 2013 to 20 Sep 2013)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (6 Jul 2011 to 12 Apr 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (28 Feb 2011 to 24 Mar 2011)
  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • CF21 Investment Adviser (25 Mar 2003 to 16 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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