Nicholas Mark Finegold

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Laven Advisors LLP

    FRN 447282

    • CF30 Customer (since 6 Oct 2025)
    • CF1 Director (AR) (since 6 Oct 2025)
  • Messels Limited (no longer approved here)

    FRN 403323

    • CF1 Director (AR) (30 Apr 2020 to 7 Oct 2025)
    • CF30 Customer (30 Apr 2020 to 7 Oct 2025)
    • CF3 Chief Executive (AR) (30 Apr 2020 to 7 Oct 2025)
  • MAKOR SECURITIES LONDON LTD (no longer approved here)

    FRN 625054

    • CF30 Customer (2 Jan 2015 to 31 Dec 2019)
    • CF1 Director (AR) (2 Jan 2015 to 31 Dec 2019)
  • Curation Corporation Limited (no longer approved here)

    FRN 582524

    • Employed By (20 Feb 2014 to 31 Dec 2019)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF2 Non Executive Director (20 Dec 2011 to 20 May 2014)
    • CF30 Customer (1 Nov 2007 to 24 Jan 2014)
    • CF3 Chief Executive (10 Oct 2007 to 10 Dec 2008)
    • CF2 Non Executive Director (AR) (10 Aug 2006 to 29 Aug 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 20 Dec 2011)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Yougovexecution Ltd (no longer approved here)

    FRN 447997

    • Employed By (10 Aug 2006 to 31 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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