Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Sentier Investors (UK) IM Limited
FRN 119367
- [FCA CF] Manager of certification employee (since 13 Feb 2026)
- [FCA CF] Significant management (since 22 Nov 2022)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 Jan 2013 to 28 Jun 2015)
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- [FCA CF] Manager of certification employee (since 13 Feb 2026)
- [FCA CF] Significant management (since 22 Nov 2022)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 Jan 2013 to 25 Nov 2015)
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First Sentier Investors (UK) Funds Limited
FRN 143359
- [FCA CF] Manager of certification employee (since 13 Feb 2026)
- [FCA CF] Significant management (since 22 Nov 2022)
- [FCA CF] Material risk taker (since 22 Nov 2022)
- [FCA CF] Client dealing (22 Nov 2022 to 31 May 2024)
- CF30 Customer (2 Jan 2013 to 25 Nov 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.