Nicholas Luder

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 19 May 2023)
- [FCA CF] Client dealing (since 10 Mar 2023)
Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 19 May 2023)
- [FCA CF] Client dealing (since 10 Mar 2023)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- [FCA CF] Material risk taker (16 Jul 2020 to 31 Dec 2020)
- [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 31 Dec 2020)
- [FCA CF] Client dealing (3 Sep 2018 to 1 Mar 2023)
Standard Chartered Bank (no longer approved here)
FRN 114276
- CF30 Customer (1 Jun 2015 to 6 Mar 2016)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (23 Nov 2007 to 10 Oct 2014)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (23 Nov 2007 to 10 Oct 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.