Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial & Legal Insurance Company Ltd (no longer approved here)

    FRN 202915

    • CF29 Significant management (1 Nov 2007 to 21 Jul 2009)
    • CF28 Systems and controls (1 Nov 2007 to 21 Jul 2009)
    • CF17 Significant Mgt (Other Business Operations) (13 Jul 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (13 Jul 2006 to 21 Jul 2009)
    • Responsible for Insurance Mediation (13 Jul 2006 to 21 Jul 2009)
    • CF18 Significant Mgt (Insurance Underwriting) (13 Jul 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (13 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.