Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROOM CONSULTANTS LIMITED (no longer approved here)

    FRN 424217

    • [FCA CF] Client dealing (18 Sep 2023 to 30 Nov 2023)
    • [FCA CF] Functions requiring qualifications (18 Sep 2023 to 30 Nov 2023)
  • Pension Income Planning Limited (no longer approved here)

    FRN 713438

    • (17)[FCA CF] Client dealing (1 Dec 2020 to 26 Jan 2024)
    • (18)[FCA CF] Functions requiring qualifications (1 Dec 2020 to 26 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (17)[FCA CF] Client dealing at Pension Income Planning Limited

  2. controlled function added: (18)[FCA CF] Functions requiring qualifications at Pension Income Planning Limited