Nicholas Jon Wrightson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Client dealing (4 Jun 2019 to 3 Sep 2019)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (12 Oct 2011 to 5 Dec 2013)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (19 Oct 2009 to 11 Jul 2011)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (23 Jan 2009 to 17 Jul 2009)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.