Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marten & Co Limited (no longer approved here)

    FRN 581134

    • CF30 Customer (8 May 2019 to 8 Dec 2019)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (110)CF30 Customer (6 Aug 2015 to 2 Aug 2017)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (1 Nov 2013 to 8 Apr 2014)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 17 Dec 2010)
    • CF21 Investment Adviser (25 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (110)CF30 Customer at STIFEL EUROPE LIMITED