Date authorised
1 April 2013
Companies House
07981621
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Floor
    50 Gresham Street
    London
    EC2V 7AY
    UNITED KINGDOM
    Phone
    +4402036919431
  • Complaints Contact

    Third Floor
    50 Gresham Street
    London
    EC2V 7AY
    UNITED KINGDOM
    Phone
    +4402036919431

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bonnie Heather Hughes

    IRN BHH01013

    • CF30 Customer (3 Oct 2016 to 3 Mar 2017)
  • Christopher Bunstead

    IRN CXB01967

    • CF30 Customer (5 Feb 2015 to 4 Dec 2017)
  • David Robert McFadyen

    IRN DRM01086

    • [FCA CF] Client dealing (23 Mar 2021 to 30 Sep 2023)
    • CF30 Customer (11 Oct 2018 to 8 Dec 2019)
  • Edward John Marten

    IRN EJM01085

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 Oct 2013 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2013 to 8 Dec 2019)
  • James Henry Carthew

    IRN JHC01040

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (3 Jul 2012 to 8 Dec 2019)
    • CF1 Director (3 Jul 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jul 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jul 2012 to 8 Dec 2019)
  • Matthew Kenneth Read

    IRN MKR01015

    • [FCA CF] Client dealing (since 23 Mar 2021)
  • Nicholas John Potts

    IRN NJP01063

    • CF30 Customer (8 May 2019 to 8 Dec 2019)
  • Richard Williams

    IRN RXW00562

    • [FCA CF] Manager of certification employee (since 1 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.