Nicholas John Lovering

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oberon Investments Limited

    FRN 124885

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Material risk taker (since 9 Jul 2024)
    • [FCA CF] Manager of certification employee (since 9 Jul 2024)
    • [FCA CF] Client dealing (since 2 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Aug 2022)
  • Smythe House Limited (no longer approved here)

    FRN 583142

    • [FCA CF] Functions requiring qualifications (22 Jun 2023 to 4 Jul 2024)
    • [FCA CF] Client dealing (4 Aug 2022 to 13 Oct 2022)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • [FCA CF] Client dealing (13 Jul 2020 to 31 Mar 2022)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF30 Customer (11 Nov 2008 to 1 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

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