Nicholas Ian Roe

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • [FCA CF] Client dealing (9 Oct 2020 to 1 Nov 2022)
  • Chrystal Capital Partners LLP (no longer approved here)

    FRN 514725

    • CF30 Customer (12 Oct 2019 to 8 Dec 2019)
  • Selfie Wealth Limited (no longer approved here)

    FRN 789721

    • CF3 Chief Executive (1 Jun 2018 to 16 Sep 2019)
    • CF10 Compliance Oversight (1 Jun 2018 to 16 Sep 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (7 Dec 2016 to 31 Dec 2017)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF29 Significant management (25 Feb 2010 to 23 Dec 2014)
    • CF30 Customer (1 Nov 2007 to 23 Dec 2014)
    • CF21 Investment Adviser (18 Oct 2005 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.