Date authorised
1 June 2018
Companies House
10458671
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19
    The Circle
    Queen Elizabeth Street
    London
    SE1 2JE
    UNITED KINGDOM
    Phone
    +4420396664111
  • Complaints Contact

    19
    The Circle
    Queen Elizabeth Street
    London
    SE1 2JE
    UNITED KINGDOM
    Phone
    +442072837489

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edoardo Narduzzi

    IRN EXN01183

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Jun 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2018 to 8 Dec 2019)
  • Franco Gaudenti

    IRN FXG01266

    • CF2 Non Executive Director (1 Jun 2018 to 8 Dec 2019)
  • Michael Terence Hollings

    IRN MTH01030

    • CF1 Director (1 Jun 2018 to 30 Sep 2018)
    • CF29 Significant management (1 Jun 2018 to 30 Sep 2018)
    • CF30 Customer (1 Jun 2018 to 30 Sep 2018)
  • Nicholas Ian Roe

    IRN NXR01084

    • CF10 Compliance Oversight (1 Jun 2018 to 16 Sep 2019)
    • CF3 Chief Executive (1 Jun 2018 to 16 Sep 2019)
  • Paolo Zaffaroni

    IRN PXZ01083

    • CF2 Non Executive Director (1 Jun 2018 to 8 Dec 2019)
  • Suling Tsang

    IRN SXT01328

    • CF30 Customer (1 Jun 2018 to 16 Sep 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.