Nicholas Henry Wylie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALLIED FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 458009

    • [FCA CF] Functions requiring qualifications (27 Nov 2020 to 31 Dec 2023)
    • [FCA CF] Client dealing (27 Nov 2020 to 31 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 15 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Nov 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Nov 2023)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 15 Jun 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2006 to 8 Dec 2019)
    • CF1 Director (1 Dec 2006 to 8 Dec 2019)
  • Allied Financial Services Ltd (no longer approved here)

    FRN 424543

    • Employed By (18 Feb 2005 to 30 Nov 2006)
  • Jacksons Financial Planning (South Cheshire) Ltd (2719) (no longer approved here)

    FRN 187092

    • (3)Employed By (1 Dec 2001 to 8 Dec 2019)
  • Unity Independent Financial Advisers Limited (no longer approved here)

    FRN 197130

    • Employed By (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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