Nicholas Graham Rudd

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HFMC Wealth Limited

    FRN 192999

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Aug 2019 to 8 Dec 2019)
  • HFMC Wealth Partners LLP

    FRN 427640

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (26 Nov 2014 to 8 Dec 2019)
  • HFMC Asset Management Limited (no longer approved here)

    FRN 194722

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2024)
    • CF30 Customer (26 Nov 2014 to 8 Dec 2019)
  • Broadstone Corporate Benefits Limited (no longer approved here)

    FRN 587699

    • CF29 Significant management (24 Apr 2013 to 6 Aug 2014)
    • CF30 Customer (24 Apr 2013 to 6 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.