Nicholas Gareth Mitchell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Killik & Co LLP

    FRN 462016

    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jan 2026)
    • CF30 Customer (4 Dec 2009 to 8 Dec 2019)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF30 Customer (1 Nov 2007 to 30 Oct 2009)
    • CF26 Customer Trading (14 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.