Nicholas Eustace Haddon Ferguson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alta Advisers Limited (no longer approved here)
FRN 183239
- CF2 Non Executive Director (11 Jan 2007 to 31 Dec 2017)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF27 Investment Management (1 Dec 2001 to 26 Jul 2005)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.