Nicholas Edward Thomas Booker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 21 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2023)
    • [FCA CF] Client dealing (since 21 Aug 2023)
    • CF30 Customer (since 9 Aug 2023)
  • Wealth Design Holdings Limited

    FRN 923351

    • Employed By (since 9 Aug 2023)
  • MRIB Limited (no longer approved here)

    FRN 454705

    • [FCA CF] Client dealing (30 Nov 2021 to 1 Sep 2023)
    • [FCA CF] Functions requiring qualifications (30 Nov 2021 to 1 Sep 2023)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (8 Oct 2015 to 22 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.