Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Oakglen Wealth Limited
FRN 961763
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Dec 2024)
- [FCA CF] Client dealing (since 5 May 2023)
- [FCA CF] Functions requiring qualifications (since 5 Dec 2022)
- SMF3 Executive Director (since 3 Aug 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.