Nicholas Dilip Lamba

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • County Associates (UK) LLP

    FRN 542700

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 1 Sep 2025)
    • SMF16 Compliance Oversight (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Sep 2025)
    • CF11 Money Laundering Reporting (11 Jun 2018 to 8 Dec 2019)
    • CF4 Partner (14 Oct 2013 to 8 Dec 2019)
    • CF30 Customer (14 Oct 2013 to 8 Dec 2019)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (1 Mar 2005 to 17 Jun 2005)
    • CF24 Pension Transfer Specialist (1 Mar 2005 to 17 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.