County Associates (UK) LLP

• Principal Place of Business

  43 Maple Leaf Business Park

  Manston

  Ramsgate

  Kent

  CT12 5GD

  UNITED KINGDOM

  Phone

  +4401227713845

  Web

  https://www.countyassociates.co.uk

• Complaints Contact

  43 Maple Leaf Business Park

  Manston

  Ramsgate

  Kent

  CT12 5GD

  UNITED KINGDOM

  Phone

  +4401227713845

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elizabeth Laura Jean Nicoll

  IRN EXK00190

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 1 Mar 2024)
• Gordon Williamson

  IRN GXW00096

  • SMF27 Partner (since 9 Dec 2019)
  • CF10 Compliance Oversight (14 Jun 2013 to 6 Aug 2014)
  • Responsible for Insurance Mediation (17 Apr 2013 to 6 Aug 2014)
  • CF11 Money Laundering Reporting (17 Apr 2013 to 12 Jun 2018)
  • CF4 Partner (11 Jul 2011 to 8 Dec 2019)
  • CF30 Customer (11 Jul 2011 to 17 Feb 2014)
• Ian Peter Nassif

  IRN IPN00001

  • CF4 Partner (11 Jul 2011 to 2 Jan 2017)
  • CF30 Customer (11 Jul 2011 to 30 Nov 2012)
  • CF11 Money Laundering Reporting (11 Jul 2011 to 5 Aug 2014)
  • Responsible for Insurance Mediation (11 Jul 2011 to 4 Apr 2013)
  • CF10 Compliance Oversight (11 Jul 2011 to 5 Aug 2014)
• Jordan Nathan Page

  IRN JXP00919

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 1 Mar 2024)
• Mark Robert Anthony Mulcahy

  IRN MRM01057

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 14 Jul 2025)
  • [FCA CF] Client dealing (since 14 Jul 2025)
• Matthew Carr

  IRN MXC08547

  • CF30 Customer (1 Jan 2019 to 8 Dec 2019)
• Nicholas Dilip Lamba

  IRN NXL00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 1 Sep 2025)
  • SMF16 Compliance Oversight (since 1 Sep 2025)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Sep 2025)
  • CF11 Money Laundering Reporting (11 Jun 2018 to 8 Dec 2019)
  • CF30 Customer (14 Oct 2013 to 8 Dec 2019)
  • CF4 Partner (14 Oct 2013 to 8 Dec 2019)
• Peter John Harris

  IRN PJH01454

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2025)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Sep 2025)
  • Responsible for Insurance Mediation (12 Aug 2014 to 30 Sep 2018)
  • CF10 Compliance Oversight (12 Aug 2014 to 8 Dec 2019)
  • CF4 Partner (22 Nov 2012 to 8 Dec 2019)
  • CF30 Customer (13 Sep 2012 to 8 Dec 2019)
• Stephen Hitch

  IRN SXH12725

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 6 Jan 2026)

No changes recorded yet.