Nicholas Dent

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Significant management (since 10 May 2023)
    • [FCA CF] Client dealing (since 2 Nov 2016)
    • [FCA CF] Material risk taker (since 2 Nov 2016)
    • [FCA CF] Manager of certification employee (since 2 Nov 2016)
    • CF30 Customer (9 Aug 2011 to 6 Mar 2016)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Significant management (since 10 May 2023)
    • [FCA CF] Manager of certification employee (since 27 Nov 2017)
    • [FCA CF] Client dealing (since 27 Nov 2017)
    • [FCA CF] Material risk taker (since 27 Nov 2017)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 13 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.