Nicholas David Stanley Gornall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Weatherbys Bank Limited

    FRN 204571

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 27 Oct 2023)
    • [FCA CF] Manager of certification employee (since 19 May 2023)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF29 Significant management (13 Oct 2009 to 10 Jul 2012)
    • CF30 Customer (1 Nov 2007 to 26 Nov 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • CF1 Director (13 Oct 2009 to 27 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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