Nicholas David Small

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CLS Property Insight Limited (no longer approved here)
FRN 718255
- CF1 Director (AR) (13 Jan 2020 to 12 May 2022)
MX Underwriting Limited (no longer approved here)
FRN 514681
- CF1 Director (AR) (6 Apr 2016 to 1 Jul 2020)
Openwork Limited (no longer approved here)
FRN 408285
- CF1 Director (AR) (1 Dec 2010 to 29 Nov 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.