Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
NOMURA ASSET MANAGEMENT U.K. LIMITED
FRN 122703
- [FCA CF] Client dealing (since 5 Mar 2026)
-
- [FCA CF] Material risk taker (1 Jan 2024 to 17 Feb 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Feb 2026)
- CF30 Customer (23 Nov 2012 to 8 Dec 2019)
-
- [FCA CF] Material risk taker (1 Jan 2024 to 17 Feb 2026)
- [FCA CF] Client dealing (11 Oct 2023 to 17 Feb 2026)
-
- [FCA CF] Material risk taker (1 Jan 2024 to 17 Feb 2026)
- [FCA CF] Client dealing (11 Oct 2023 to 17 Feb 2026)
-
- [FCA CF] Material risk taker (1 Jan 2024 to 17 Feb 2026)
- [FCA CF] Client dealing (31 Dec 2023 to 17 Feb 2026)
- CF30 Customer (23 Nov 2012 to 24 Jul 2019)
-
- CF30 Customer (4 Aug 2015 to 24 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.