Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Financial Limited
FRN 497604
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 30 Aug 2023)
- CF30 Customer (since 21 Aug 2023)
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Chrysalis Wealth Management Ltd
FRN 708796
- (2)Employed By (since 10 Aug 2015)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Sep 2023)
- CF30 Customer (10 Aug 2015 to 1 Sep 2023)
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- Employed By (24 Jan 2013 to 30 Aug 2015)
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- CF30 Customer (27 Sep 2011 to 31 Aug 2012)
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- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Chrysalis Wealth Management Ltd
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controlled function added: (2)Employed By at Chrysalis Wealth Management Ltd